Regulatory Compliance

Strictly Regulated Financial Services

TeleTrade-DJ International Consulting Ltd is registered as a Cyprus Investment Firm (CIF) under registration number HE272810 and licensed by the Cyprus Securities and Exchange Commission (CySEC) under licence number 158/11. The company is regulated by the Cyprus Investment Services and Activities and Regulated Markets Law of 2007 (Law 144(1)/2007) and MiFID (Markets in Financial Instruments Directive). We are also included in the Financial Services Register of Financial Conduct Authority(FCA) with the reference number 587336. Licensed financial activities include:

  • OUR CORE SERVICES(ACCORDING TO LICENCE)

    • Receiving and transmitting orders in relation to one or more financial instruments
    • Executing orders on behalf of clients
    • Portfolio Management
    • Dealing on Own Account
    • Investment Advice
  • ANCILLARY SERVICES (ACCORDING TO LICENCE)

    • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management.
    • Granting credits or loans to an investor to allow him/her to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction.
    • Foreign exchange services where these are connected to the provision of investment services.
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments.
  • FINANCIAL INSTRUMENTS

    The above services may be provided and the activities may be exercised in regard of the following Financial Instruments:

    • Options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash.
    • Options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event).
    • Financial contracts for differences.
  • LEGAL DOCUMENTATION


Licenses and Regulations

CySEC

TeleTrade-DJ International Consulting Ltd is registered as a Cyprus Investment Firm (CIF) under registration number HE272810 and licensed by the Cyprus Securities and Exchange Commission (CySEC) under license number 158/11. The company is regulated by the Investment Services and Activities and Regulated Markets Law of 2007 (Law 144(1)/2007).

MiFID

TeleTrade also operates under the Markets in Financial Instruments directive. This is commonly known as MiFID, an EU law that provides harmonised regulation for financial services across the member states of the European Economic Area.

MiFID (i.e. the European Commission Directive 2004/39/EC) has been enforced in the Republic of Cyprus by the Cyprus Securities and Exchange Commission, through the introduction of the Law and its directives DI144-2007-01 and DI144-2007-02.

Under CySEC and its membership in the European Securities and Markets Authority (ESMA), the company is in compliance with the regulations set forth by MiFID.

TeleTrade is authorised and EEA supervised to freely provide MiFID services in all EU member states in accordance with EU Directive 2004/39/EC.

Below you can find a list of our global operations and a link to the local regulator’s website.

Country Regulators Website
Austria Financial Markets Authority (FMA) Visit regulator site
Bulgaria Financial Supervision Commission (FSC) Visit regulator site
Cyprus Cyprus Securities and Exchange Commission (CySEC) Visit regulator site
Czech Republic Czech National Bank Visit regulator site
Germany Federal Financial Supervisory Authority Visit regulator site
Greece Hellenic Capital Market Commission (HCMC) Visit regulator site
Hungary Hungarian Financial Supervisory Authority (HFSA) Visit regulator site
Italy Commissione Nazionale per le Societa e la Borsa (CONSOB) Visit regulator site
Latvia Financial and Capital Market Commission (FCMC) Visit regulator site
Lithuania The Securities Commission of the Republic of Lithuania Visit regulator site
Poland Polish Financial Supervision Authority (PFSA) Visit regulator site
Portugal Comissão do Mercado de Valores Mobiliários (CMVM) Visit regulator site
Romania National Securities Commission (CNVM) Visit regulator site
Spain Spanish National Securities Market Commission (CNMV) Visit regulator site
UK Financial Conduct Authority (FCA) Visit regulator site
Fujairah, UAE Fujairah Free Zone Authority (FFZA) Visit regulator site